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Karlie Marie Lorenz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-30
PA RA APPROVED 2020-10-09
NJ RA APPROVED 2019-11-08
  • TX RA
    APPROVED
    Since 2020-10-30
  • PA RA
    APPROVED
    Since 2020-10-09
  • NJ RA
    APPROVED
    Since 2019-11-08

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 06/2019 Present
James Madison University Harrisonburg VA 08/2015 05/2019
Bank Of America Merrill Lynch Princeton NJ 06/2018 08/2018
The Candy Store Beach Haven NJ 06/2012 08/2017
Bank Of America, N.A. Princeton NJ 11/2019 Present
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Princeton, NJ
  • 08/2015 → 05/2019
    James Madison University
    Harrisonburg, VA
  • 06/2018 → 08/2018
    Bank Of America Merrill Lynch
    Princeton, NJ
  • 06/2012 → 08/2017
    The Candy Store
    Beach Haven, NJ
  • 11/2019 → Present
    Bank Of America, N.A.
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-04
  • S66 Uniform Combined State Law Examination
    2019-11-04
Other Names
  • Karlie Lorenz

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
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