Austin O'shea

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-03-20
TX	RA	APPROVED	2025-03-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
John Hancock	Boston	MA	03/2022	07/2022
John Hancock Distributors Llc	Boston	MA	03/2022	07/2022
Lumenis	Boston	MA	12/2020	03/2022
Paychex	Quincy	MA	10/2020	09/2021
Adp	Milton	MA	08/2020	09/2020
Unemployed	Milton	MA	03/2020	08/2020
Paycom	Baltimore	MD	02/2020	03/2020
T Rowe Price	Owings Mills	MD	10/2019	01/2020
Merrill Lynch	Providence	RI	06/2019	08/2019
Loyola University Md	Baltimore	MD	09/2016	05/2020
Merrill Lynch	Providence	RI	06/2018	08/2018
Massachusetts Department Of Conservation And Recreation	Canton	MA	05/2017	08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	10/2022	03/2025
Loyola University	Baltimore	MD	09/2017	05/2020
Morgan Stanley	Norwell	MA	03/2025	Present

03/2022 → 07/2022

John Hancock

Boston, MA
03/2022 → 07/2022

John Hancock Distributors Llc

Boston, MA
12/2020 → 03/2022

Lumenis

Boston, MA
10/2020 → 09/2021

Paychex

Quincy, MA
08/2020 → 09/2020

Adp

Milton, MA
03/2020 → 08/2020

Unemployed

Milton, MA
02/2020 → 03/2020

Paycom

Baltimore, MD
10/2019 → 01/2020

T Rowe Price

Owings Mills, MD
06/2019 → 08/2019

Merrill Lynch

Providence, RI
09/2016 → 05/2020

Loyola University Md

Baltimore, MD
06/2018 → 08/2018

Merrill Lynch

Providence, RI
05/2017 → 08/2017

Massachusetts Department Of Conservation And Recreation

Canton, MA
10/2022 → 03/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
09/2017 → 05/2020

Loyola University

Baltimore, MD
03/2025 → Present

Morgan Stanley

Norwell, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-08

Other Firms