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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-16 |
Branch Locations
3410 Henderson Blvd. Suite 200, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Reeves Import Motorcars | Tampa | FL | 03/2003 | 11/2016 |
| Jaguar Of Tampa | Tampa | FL | 11/2016 | 06/2018 |
| First Command Financial Planning Inc | Fort Worth | TX | 06/2018 | 09/2018 |
| First Command Financial Planning | Fort Worth | TX | 09/2018 | 05/2023 |
| First Command Advisory Services Inc | Fort Worth | TX | 09/2018 | 05/2023 |
| First Command Insurance Services Inc | Fort Worth | TX | 09/2018 | 05/2023 |
| Lpl Financial Llc | Tampa | FL | 05/2023 | Present |
| Higher Standards Financial Planning | Tampa | FL | 05/2023 | Present |
1) 05/19/2023 - J D INVESTMENTS OF TAMPA INC - Business Entity For Tax/Investment Purposes Only - co- owner - FL 33611 - 1 to 5 Hours per month - Non investment related - Start date: 11/06/2018. 2) 05/19/2023 - Higher Standards Financial Planning - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-15 |
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