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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
CA RA APPROVED 2022-04-14
  • TX RA
    APPROVED
    Since 2022-06-03
  • CA RA
    APPROVED
    Since 2022-04-14

Branch Locations

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Albertsons Companies Chino Hills CA 04/2018 07/2018
Stifel Newport Beach CA 07/2018 Present
Full Time Education Chino Hills/Orange CA 01/2004 12/2021
  • 04/2018 → 07/2018
    Albertsons Companies
    Chino Hills, CA
  • 07/2018 → Present
    Stifel
    Newport Beach, CA
  • 01/2004 → 12/2021
    Full Time Education
    Chino Hills/Orange, CA
Other Businesses

1. Orange Plaza Rotary Club; 1619 N Brian St Suite B Orange CA 92867; We provide service to others, promote integrity, and advance world understanding, goodwill, and peace through our fellowship of; Treasurer; I am in charge of handling the day to day operations of the clubs finances with oversight from the board of directors, I will be in charge of creating a budget for our club, writing check; 07/24/2024; 3 hours per week; Not during securities trading hours; not investment related. 2. Greater Irvine Chamber of Commerce; 36 Executive Park #100 Irvine CA 92614; Working to advance the economic vitality of greater Irvine, the Greater Irvine Chamber focuses on helping businesses; Vice Chair - 1st and 3rd Thursday Leads Group; Help assist with the semi monthly networking group meetings, communicate with members of the group the blank roster after every meeting, and track the attendance of the group; 07/18/2024; 3 hours per month; During securities trading hours; Not Investment-Related 3. BNI (Business Networking International); 8240 Ballantyne Commons Pkwy PO Box #49248 Charlotte NC 28277; Business Networking; Growth and Retention Coordinator; Host and organize social events for the chapter; 05/07/2024; 3 hrs/week; During securities trading hours; Not Investment-Related 4. Rotary Club of Newport Coast; 1619 N Brian St Suite B Orange CA 92867; Rotary is a global network of volunteers and professionals dedicated to creating positive, lasting change in their communities; President elect; Manage the club meetings and continue growing the chapter; 01/01/2026; 5 hrs/week; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-13
  • S66 Uniform Combined State Law Examination
    2022-04-13

View on SEC IAPD

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