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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-03 |
| CA | RA | APPROVED | 2022-04-14 |
Branch Locations
520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Albertsons Companies | Chino Hills | CA | 04/2018 | 07/2018 |
| Stifel | Newport Beach | CA | 07/2018 | Present |
| Full Time Education | Chino Hills/Orange | CA | 01/2004 | 12/2021 |
1. Orange Plaza Rotary Club; 1619 N Brian St Suite B Orange CA 92867; We provide service to others, promote integrity, and advance world understanding, goodwill, and peace through our fellowship of; Treasurer; I am in charge of handling the day to day operations of the clubs finances with oversight from the board of directors, I will be in charge of creating a budget for our club, writing check; 07/24/2024; 3 hours per week; Not during securities trading hours; not investment related. 2. Greater Irvine Chamber of Commerce; 36 Executive Park #100 Irvine CA 92614; Working to advance the economic vitality of greater Irvine, the Greater Irvine Chamber focuses on helping businesses; Vice Chair - 1st and 3rd Thursday Leads Group; Help assist with the semi monthly networking group meetings, communicate with members of the group the blank roster after every meeting, and track the attendance of the group; 07/18/2024; 3 hours per month; During securities trading hours; Not Investment-Related 3. BNI (Business Networking International); 8240 Ballantyne Commons Pkwy PO Box #49248 Charlotte NC 28277; Business Networking; Growth and Retention Coordinator; Host and organize social events for the chapter; 05/07/2024; 3 hrs/week; During securities trading hours; Not Investment-Related 4. Rotary Club of Newport Coast; 1619 N Brian St Suite B Orange CA 92867; Rotary is a global network of volunteers and professionals dedicated to creating positive, lasting change in their communities; President elect; Manage the club meetings and continue growing the chapter; 01/01/2026; 5 hrs/week; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
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