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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-03 |
| NJ | RA | APPROVED | 2021-07-23 |
Branch Locations
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 01/2020 | 07/2021 |
| Tommy's Tavern And Tap | Freehold | NJ | 06/2019 | 12/2019 |
| Four Springs Capital Trust | Belmar | NJ | 01/2019 | 02/2019 |
| University Of Delaware | Newark | DE | 08/2015 | 06/2019 |
| Janney Montgomery Scott, Llc | Newtown | PA | 05/2018 | 08/2018 |
| Iron Hill Brewery | Newark | DE | 03/2018 | 05/2018 |
| Pat's Pizzeria | Newark | DE | 10/2017 | 02/2018 |
| Candlewood Pool Management | Howell | NJ | 05/2017 | 09/2017 |
| Candlewood Pool Management | Howell | NJ | 05/2016 | 09/2016 |
| Morgan Stanley Smith Barney Llc | Shrewsbury | NJ | 07/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-14 |
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