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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-14
TX RA APPROVED 2024-09-04
WI RA APPROVED 2024-01-19
  • FL RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-09-04
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

11057 N Towne Square Rd, Mequon, WI 53092 • United States

Mequon, WI • United States

13400 Bishops Lane Suite 200, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Dousman WI 07/2013 11/2017
Woodbury Financial Services Inc Elm Grove WI 11/2017 01/2024
Osaic Wealth, Inc. Brookfield WI 01/2024 Present
  • 07/2013 → 11/2017
    Sii Investments
    Dousman, WI
  • 11/2017 → 01/2024
    Woodbury Financial Services Inc
    Elm Grove, WI
  • 01/2024 → Present
    Brookfield, WI
Previous Registrations
  • 2017-11-15 → 2024-01-19
    Woodbury Financial Services, Inc.
    Elm Grove, WI
    Naples, FL
    Brookfield, WI
  • 2013-07-17 → 2017-11-16
    Sii Investments, Inc.
    Dousman, WI
    Appleton, WI
    Dousman, WI
    Elm Grove, WI
  • 2009-01-27 → 2013-07-18
    Allenton, WI
    Brookfield, WI
    Brown Deer, WI
    Milwaukee, WI
    Hales Corners, WI
    Hartford, WI
    Colgate, WI
    Milwaukee, WI
    Milwaukee, WI
    Richfield, WI
    Slinger, WI
    Greenfield, WI
    Fort Mill, SC
    Mukwonago, WI
    Colgate, WI
Other Businesses

1. DEMORE WEALTH MANAGEMENT LLC POSITION: Owner NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2017 ADDRESS: 14300 Bishops Lane, 200, Brookfield WI 53005, United States DESCRIPTION: Insurance advice, sales and service. 2. DEMORE WEALTH MANAGEMENT POSITION: Owner NATURE: Tax Preparation Service INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/13/2013 ADDRESS: 13400 Bishops Lane, 200, Brookfield WI 53005, United States DESCRIPTION: Tax advice and preparation. 3. SOLE PROP POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2006 ADDRESS: 11508 N. Oakview Ct, Mequon WI 53092, United States DESCRIPTION: Own, rent and maintain rental property. 4. TENACITY ADVISORY GROUP, INC POSITION: Affiliated Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 566 Red Bird Circle, De Pere WI 54115, United States DESCRIPTION: Share Best Practices 5. GOOD VIBE GUITARS, LLC POSITION: Owner NATURE: Online guitar and music equipment sales. LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 12 START DATE: 10/27/2021 ADDRESS: 11508 N. Oakview Ct, Mequon WI 53092, United States DESCRIPTION: Buyer and seller of gear.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-13
  • S66 Uniform Combined State Law Examination
    2005-05-13
Designations

View on SEC IAPD

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