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Connor Vincent Smith

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-12-20
TX RA APPROVED 2024-12-20
  • PA RA
    APPROVED
    Since 2024-12-20
  • TX RA
    APPROVED
    Since 2024-12-20

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randstad Malvern PA 07/2018 08/2019
The Vanguard Group, Inc. Malvern PA 09/2019 Present
Appoquinimink School District Odessa DE 01/2016 06/2018
Vanguard Marketing Corporation Malvern PA 09/2019 Present
Vanguard Advisers, Inc. Malvern PA 12/2024 Present
  • 07/2018 → 08/2019
    Randstad
    Malvern, PA
  • 09/2019 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2016 → 06/2018
    Appoquinimink School District
    Odessa, DE
  • 09/2019 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 12/2024 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-23
  • S63 Uniform Securities Agent State Law Examination
    2019-10-23
Designations
Other Names
  • Connor Smith

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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