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Joseph Francis Batkiewicz

Efs Advisors

St. Paul, MN

Cambridge, MN

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Current Employers
Efs Advisors

1995 East Rum River Drive S, Cambridge, MN 55008 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-19
SC RA APPROVED 2025-05-06
NC RA APPROVED 2025-05-05
WI RA APPROVED 2016-09-12
MN RA APPROVED 2016-09-08
  • AZ RA
    APPROVED
    Since 2025-05-19
  • SC RA
    APPROVED
    Since 2025-05-06
  • NC RA
    APPROVED
    Since 2025-05-05
  • WI RA
    APPROVED
    Since 2016-09-12
  • MN RA
    APPROVED
    Since 2016-09-08

Branch Locations

41 Sherburne Ave, St. Paul, MN 55103 • United States

1995 East Rum River Drive S, Cambridge, MN 55008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Street Financial Services St Paul MN 03/2005 09/2016
Voya Financial Advisors St Paul MN 09/2014 09/2016
Efs Advisors Cambridge MN 09/2016 Present
Advanced Advisor Group Llc Cambridge MN 09/2016 Present
  • 03/2005 → 09/2016
    Capital Street Financial Services
    St Paul, MN
  • 09/2014 → 09/2016
    Voya Financial Advisors
    St Paul, MN
  • 09/2016 → Present
    Efs Advisors
    Cambridge, MN
  • 09/2016 → Present
    Advanced Advisor Group Llc
    Cambridge, MN
Previous Registrations
Other Businesses

Crump Life Insurance, investment-related insurance activity from which trail commissions are being collected, passive activity with no selling involved.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-28
  • S66 Uniform Combined State Law Examination
    2005-03-28
Other Names
  • Joe Batkiewicz

View on SEC IAPD

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ANDREW EDWARD LANG
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ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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