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Cody Darling

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-18
CA RA APPROVED 2018-10-26
  • TX RA
    APPROVED
    Since 2019-03-18
  • CA RA
    APPROVED
    Since 2018-10-26

Branch Locations

23655 N Scottsdale Rd, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 05/2018 Present
Oggi's Pizza & Brewhouse Glendale AZ 06/2017 01/2018
Southeastern Oklahoma State University Durant OK 08/2016 05/2018
Barro's Pizza Glendale AZ 08/2015 01/2017
Bank Of America, N.A. Chandler AZ 02/2020 Present
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 06/2017 → 01/2018
    Oggi's Pizza & Brewhouse
    Glendale, AZ
  • 08/2016 → 05/2018
    Southeastern Oklahoma State University
    Durant, OK
  • 08/2015 → 01/2017
    Barro's Pizza
    Glendale, AZ
  • 02/2020 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-25
  • S66 Uniform Combined State Law Examination
    2018-10-25
Other Names
  • Cody James Darling

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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