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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-06-30
  • VA RA
    APPROVED
    Since 2021-06-30

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

606 Goldsboro Ave, Virginia Beach, VA 23451 • United States

4376 Lankford Hwy Unit B, Exmore, VA 23350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Onancock VA 08/2002 03/2019
Suntrust Investment Serives, Inc Atlanta GA 03/2019 03/2021
Truist Investment Services, Inc Atlanta GA 03/2021 06/2021
Truist Advisory Services, Inc. Exmore VA 05/2021 06/2021
Kestra Investment Services Llc Virginia Beach VA 06/2021 Present
Kestra Private Wealth Services Llc Virginia Beach VA 06/2021 Present
  • 08/2002 → 03/2019
    Suntrust Bank
    Onancock, VA
  • 03/2019 → 03/2021
    Suntrust Investment Serives, Inc
    Atlanta, GA
  • 03/2021 → 06/2021
    Truist Investment Services, Inc
    Atlanta, GA
  • 05/2021 → 06/2021
    Exmore, VA
  • 06/2021 → Present
    Kestra Investment Services Llc
    Virginia Beach, VA
  • 06/2021 → Present
    Virginia Beach, VA
Previous Registrations
Other Businesses

Business Name: Freedom Fiduciary Advisors Investment Related: Yes Address: 4445 Corporation Lane Suite 218 Virginia Beach VA 23462 Nature of Business: Registered Field Assistant Position, Title or Relationship: Registered Assistant Start Date: 7/14/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client Servicing, New Accounts, Support Advisors, Set Appointments for new and existing clients. NOTARY POSITION: NOTARY NATURE: NOTARY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/07/2019 ADDRESS: 4376 LANKFORD HWY, UNIT B, EXMORE VA 23350, United States DESCRIPTION: GRANTED THE AUTHORITY BY THE COMMONWEALTH OF VA TO NOTARIZE DOCUMENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-13
S63 Uniform Securities Agent State Law Examination 2020-11-06
  • S65 Uniform Investment Adviser Law Examination
    2021-05-13
  • S63 Uniform Securities Agent State Law Examination
    2020-11-06
Other Names
  • Sandi Lynn Ward
  • Sandi Lynn Martin

View on SEC IAPD

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