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Nicole Marie Powers

Ameriprise Financial Services, LLC

Altoona, WI

Eau Claire, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-05-23
  • WI RA
    APPROVED
    Since 2023-05-23

Branch Locations

1520 Front Porch Pl, Altoona, WI 54720 • United States

Eau Claire, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bronfman El Rothschild Madison WI 06/2015 08/2017
Bath And Body Works Madison WI 11/2017 01/2018
Uw Madison School Of Human Ecology Madison WI 01/2016 05/2018
University Of Wisconsin Madison Madison WI 08/2014 05/2018
Ameriprise Financial Services, Inc Brookfield WI 06/2018 03/2020
Ameriprise Financial Services, Llc Altoona WI 03/2020 Present
  • 06/2015 → 08/2017
    Bronfman El Rothschild
    Madison, WI
  • 11/2017 → 01/2018
    Bath And Body Works
    Madison, WI
  • 01/2016 → 05/2018
    Uw Madison School Of Human Ecology
    Madison, WI
  • 08/2014 → 05/2018
    University Of Wisconsin Madison
    Madison, WI
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Brookfield, WI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Altoona, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-20
  • S66 Uniform Combined State Law Examination
    2023-05-20

View on SEC IAPD

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