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Christopher James Tatton

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6961761

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-06-09
AZ RA APPROVED 2019-08-15
TX RA APPROVED 2019-08-15
  • UT RA
    APPROVED
    Since 2020-06-09
  • AZ RA
    APPROVED
    Since 2019-08-15
  • TX RA
    APPROVED
    Since 2019-08-15

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2019 Present
Gbs Benefits, Inc Salt Lake City UT 06/2015 11/2018
Gbs Retire Salt Lake City UT 05/2017 08/2017
Randstad Scottsdale AZ 06/2018 08/2018
Utah Valley University Orem UT 08/2016 05/2019
Vanguard Marketing Corporation Scottsdale AZ 06/2019 Present
Vanguard Advisers, Inc. Scottsdale AZ 06/2019 Present
  • 06/2019 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2015 → 11/2018
    Gbs Benefits, Inc
    Salt Lake City, UT
  • 05/2017 → 08/2017
    Gbs Retire
    Salt Lake City, UT
  • 06/2018 → 08/2018
    Randstad
    Scottsdale, AZ
  • 08/2016 → 05/2019
    Utah Valley University
    Orem, UT
  • 06/2019 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 06/2019 → Present
    Vanguard Advisers, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-08
  • S66 Uniform Combined State Law Examination
    2019-08-08
Other Names
  • Chris Tatton
  • Christopher Tatton

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC

Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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