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Nicholas Anthony Serra

Morgan Stanley

Lawrenceville, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-21
TX RA APPROVED 2025-02-21
  • NJ RA
    APPROVED
    Since 2025-02-21
  • TX RA
    APPROVED
    Since 2025-02-21

Branch Locations

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Battleground Country Club Manalapan NJ 08/2014 03/2018
Ubs Financial Services Inc. Red Bank NJ 06/2018 08/2018
Ubs Financial Services Inc. Weehawken NJ 07/2019 02/2025
University Of Maryland, College Park College Park MD 08/2015 05/2019
Morgan Stanley Smith Barney Llc Lawrenceville NJ 02/2025 Present
Morgan Stanley Private Bank, N.A New York NY 03/2025 Present
  • 08/2014 → 03/2018
    Battleground Country Club
    Manalapan, NJ
  • 06/2018 → 08/2018
    Ubs Financial Services Inc.
    Red Bank, NJ
  • 07/2019 → 02/2025
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 08/2015 → 05/2019
    University Of Maryland, College Park
    College Park, MD
  • 02/2025 → Present
    Morgan Stanley Smith Barney Llc
    Lawrenceville, NJ
  • 03/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-22
  • S66 Uniform Combined State Law Examination
    2019-11-22
Designations
Other Names
  • Nick Serra

View on SEC IAPD

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MORGAN STANLEY · Lawrenceville, NJ
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WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC · LAWRENCEVILLE, NJ
COMMONWEALTH FINANCIAL NETWORK · Lawrenceville, NJ
CONSTANTIA CAPITAL LLC · LAWRENCEVILLE, NJ
WEINGARTEN ASSOCIATES, L.L.C. · LAWRENCEVILLE, NJ

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