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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-17
OK RA APPROVED 2018-10-15
  • TX RA
    APPROVED
    Since 2019-01-17
  • OK RA
    APPROVED
    Since 2018-10-15

Branch Locations

4114 N Classen Blvd, Oklahoma City, OK 73118 • United States

5101 S Sheridan Rd, Tulsa, OK 74145 • United States

2101 W Memorial Rd, Oklahoma City, OK 73134 • United States

731 N Czech Hall Rd, Yukon, OK 73099 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 02/2016 Present
Bank Of America, N.A. Oklahoma City OK 02/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2018-10-12
Other Names
  • Daniel Polite

View on SEC IAPD

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