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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-12
  • TX RA
    APPROVED
    Since 2018-10-12

Branch Locations

210 W Court St, Seguin, TX 78155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 03/2011 Present
Bank Of America, N.A. San Antonio TX 03/2011 Present
Mary Kay Inc. Seguin TX 05/2005 Present
Other Businesses

I*374058, Entity Type: Entity For Profit, Name of OBA: Mary Kay Inc., Address: Addison, Texas 75001, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 05/01/2005, No Hours: 0, No Hours during trading: 0, Duties: Sells skin care products. I buy products for personal use only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-11
  • S66 Uniform Combined State Law Examination
    2018-10-11
Other Names
  • Monica G Ramos

View on SEC IAPD

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