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Brandon Vincent Wayne Allen

Edward Jones

Seguin, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-22
  • TX RA
    APPROVED
    Since 2017-05-22

Branch Locations

116 S Moss St, Seguin, TX 78155 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J P Morgan Securites Llc Austin TX 08/2013 03/2017
J P Morgan Chase Bank Austin TX 03/2012 03/2017
C3 Presents, Llc. Austin TX 09/2016 10/2016
Edward Jones St Louis MO 03/2017 Present
  • 08/2013 → 03/2017
    J P Morgan Securites Llc
    Austin, TX
  • 03/2012 → 03/2017
    J P Morgan Chase Bank
    Austin, TX
  • 09/2016 → 10/2016
    C3 Presents, Llc.
    Austin, TX
  • 03/2017 → Present
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-08
S63 Uniform Securities Agent State Law Examination 2013-10-10
  • S66 Uniform Combined State Law Examination
    2017-05-08
  • S63 Uniform Securities Agent State Law Examination
    2013-10-10
Other Names
  • Brandon Vincent W Allen
  • Brandon V Wayne Allen

View on SEC IAPD

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