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3575 45Th St S Suite 112, Fargo, ND 58104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-01-01 |
| MN | RA | APPROVED | 2018-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Light Financial Services, Inc. | Fargo | ND | 09/2011 | 05/2018 |
| Light Financial Services, Inc. | Fargo | ND | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-24 |
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