Samuel M Kline

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-03-09
AL	RA	APPROVED	2021-11-22

TX RA
APPROVED

Since 2022-03-09
AL RA
APPROVED

Since 2021-11-22

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Birmingham	AL	07/2021	Present
Wells Fargo Advisors	Birmingham	AL	06/2020	08/2020
Ubs Financial Services	Birmingham	AL	06/2018	08/2018
The University Of Alabama	Tuscaloosa	AL	08/2017	05/2021
Falkner Gardens	Birmingham	AL	06/2014	07/2017

07/2021 → Present

Wells Fargo Clearing Services, Llc

Birmingham, AL
06/2020 → 08/2020

Wells Fargo Advisors

Birmingham, AL
06/2018 → 08/2018

Ubs Financial Services

Birmingham, AL
08/2017 → 05/2021

The University Of Alabama

Tuscaloosa, AL
06/2014 → 07/2017

Falkner Gardens

Birmingham, AL

Other Businesses

ALZHEIMER'S OF CENTRAL ALABAMA; NOT INV RELATED;BIRMINGHAM,AL; RAISE MONEY; BOARD MEMBER; START DATE: 07/08/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-13

S66 Uniform Combined State Law Examination

2021-10-13

Designations

Other Names

Samuel Mills Kline
Samuel Kline

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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