Alexis Freddie Rivera

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 10/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 08/2015 → 05/2019
  California State University, Long Beach
  Long Beach, CA
• 06/2018 → 08/2019
  Ubs Financial Services
  Seal Beach, CA
• 08/2019 → 01/2020
  Unemployed
  Downey, CA
• 01/2020 → 02/2020
  Payden & Rygel
  Los Angeles, CA
• 02/2020 → 03/2021
  Unemployed
  Downey, CA
• 11/2022 → Present
  Morgan Stanley
  Beverly Hills, CA

Previous Registrations

• 2022-06-22 → 2022-10-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-06-16

Other Names

• Alex Rivera