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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-17
  • NJ RA
    APPROVED
    Since 2023-02-17

Branch Locations

4 Campus Dr Suite 100, Parsippany, NJ 07054 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tublin Difusco Advisors, Inc. Baldwin NY 08/2007 11/2017
Unemployed Randolph NJ 11/2017 05/2018
Ameriprise Financial Service, Inc Montclair NJ 05/2018 01/2020
Securian Financial Services Inc St Paul MN 01/2020 02/2021
Allied Wealth Partners Clinton NJ 01/2020 02/2021
Lpl Financial, Llc Chester NJ 02/2021 03/2022
Remote Advisor Resources Dallas TX 04/2022 05/2022
Fidelity Investments Hackettstown NJ 06/2022 09/2022
Unemployed Hackettstown NJ 10/2022 01/2023
Lpl Financial Llc Parsippany NJ 02/2023 06/2025
Wealth Enhancement Group Parsippany NJ 02/2023 Present
Wealth Enhancement Advisory Services Parsippany NJ 02/2023 Present
Wealth Enhancement Brokerage Services Parsippany NJ 02/2023 Present
  • 08/2007 → 11/2017
    Tublin Difusco Advisors, Inc.
    Baldwin, NY
  • 11/2017 → 05/2018
    Unemployed
    Randolph, NJ
  • 05/2018 → 01/2020
    Ameriprise Financial Service, Inc
    Montclair, NJ
  • 01/2020 → 02/2021
    Securian Financial Services Inc
    St Paul, MN
  • 01/2020 → 02/2021
    Allied Wealth Partners
    Clinton, NJ
  • 02/2021 → 03/2022
    Chester, NJ
  • 04/2022 → 05/2022
    Remote Advisor Resources
    Dallas, TX
  • 06/2022 → 09/2022
    Fidelity Investments
    Hackettstown, NJ
  • 10/2022 → 01/2023
    Unemployed
    Hackettstown, NJ
  • 02/2023 → 06/2025
    Parsippany, NJ
  • 02/2023 → Present
    Wealth Enhancement Group
    Parsippany, NJ
  • 02/2023 → Present
    Wealth Enhancement Advisory Services
    Parsippany, NJ
  • 02/2023 → Present
    Wealth Enhancement Brokerage Services
    Parsippany, NJ
Previous Registrations
  • 2022-08-29 → 2022-10-05
    Fidelity Personal And Workplace Advisors
    Hackettstown, NJ
  • 2021-02-10 → 2022-03-29
    Bedminster, NJ
    Florham Park, NJ
  • 2020-01-30 → 2021-01-13
    Securian Financial Services, Inc.
    Clinton, NJ
  • 2019-11-15 → 2020-01-13
    Upper Montclair, NJ
Other Businesses

NOTARY / INVESTMENT RELATED / HACKETTSTOWN, NJ WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin - Start Date - 2/13/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at Http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-22
  • S66 Uniform Combined State Law Examination
    2019-05-22
Other Names
  • Rachel Delpup

View on SEC IAPD

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