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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-12-07
  • IL RA
    APPROVED
    Since 2011-12-07

Branch Locations

272 E Deerpath Rd Ste 204, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2011 Present
Northwestern Mutual Investment Services, Llc Skokie IL 09/2011 Present
Northwestern Mutual Wealth Management Program Milwaukee WI 05/2014 Present
  • 09/2011 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2011 → Present
    Skokie, IL
  • 05/2014 → Present
    Northwestern Mutual Wealth Management Program
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COMMUNITY CHURCH OF LAKE FOREST AND LAKE BLUFF; NON-INVESTMENT RELATED; LAKE BLUFF, IL; COMMUNITY ACTIVITY; BOARD MEMBER OF THE FINANCE COMMITTEE; START DATE 6/2015; 5 HOURS PER MONTH; HELPS WITH LONG RANGE PLANNING FOR THE CHURCH; ANNUAL BUDGETING; ANNUAL CAPITAL FUND. 3. 100% OWNER, RED SPINNAKER, LLC/S-CORPORATION, LEGAL ENTITY, START DATE: 10/7/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, 100% OWNER 4. 50% OWNER, CHARTHOUSE LLC/PARTNERSHIP RECEIVING WMC AND RISK COMPENSATION, LEGAL ENTITY - RECEIVING WMC AND RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/7/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, 50% OWNER 5. MEMBERSHIP CHAIRMAN, ROOM 503 AT THE CHICAGO CLUB, 81 E VAN BUREN, CHICAGO, , ILLINOIS, 60605, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 03/09/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NEW MEMBERSHIPS 6. BOARD MEMBER, PAWS FOR PATRICK, 4201 LAKE COOK RD SUITE 204, NORTHBROOK, IL, ILLINOIS, 60062, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 4/17/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, (NON-INVESTMENT RELATED)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-05
  • S66 Uniform Combined State Law Examination
    2011-12-05

View on SEC IAPD

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