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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-08
MI RA APPROVED 2020-12-18
  • TX RA
    APPROVED_RES
    Since 2021-01-08
  • MI RA
    APPROVED
    Since 2020-12-18

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services Southfield MI 05/2018 01/2019
Full Time Education Midland MI 08/2017 05/2018
Aveo Capital Denver CO 05/2017 08/2017
Blystone & Bailey Midland MI 01/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 10/2020 Present
Greater Midland Community Center Midland MI 03/2019 03/2020
Northwood University Midland MI 08/2019 08/2020
Home Depot Midland MI 03/2019 08/2019
Northwood University Midland MI 08/2014 12/2018
Bank Of America, N.A. Bloomfield Hill MI 01/2021 Present
  • 05/2018 → 01/2019
    Hantz Financial Services
    Southfield, MI
  • 08/2017 → 05/2018
    Full Time Education
    Midland, MI
  • 05/2017 → 08/2017
    Aveo Capital
    Denver, CO
  • 01/2016 → 05/2017
    Blystone & Bailey
    Midland, MI
  • 10/2020 → Present
    Bloomfield Hills, MI
  • 03/2019 → 03/2020
    Greater Midland Community Center
    Midland, MI
  • 08/2019 → 08/2020
    Northwood University
    Midland, MI
  • 03/2019 → 08/2019
    Home Depot
    Midland, MI
  • 08/2014 → 12/2018
    Northwood University
    Midland, MI
  • 01/2021 → Present
    Bank Of America, N.A.
    Bloomfield Hill, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-29
  • S66 Uniform Combined State Law Examination
    2018-11-29
Other Names
  • Tyler Brown
  • Tyler B Brown

View on SEC IAPD

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