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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-08 |
| MI | RA | APPROVED | 2020-12-18 |
Branch Locations
39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hantz Financial Services | Southfield | MI | 05/2018 | 01/2019 |
| Full Time Education | Midland | MI | 08/2017 | 05/2018 |
| Aveo Capital | Denver | CO | 05/2017 | 08/2017 |
| Blystone & Bailey | Midland | MI | 01/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomfield Hills | MI | 10/2020 | Present |
| Greater Midland Community Center | Midland | MI | 03/2019 | 03/2020 |
| Northwood University | Midland | MI | 08/2019 | 08/2020 |
| Home Depot | Midland | MI | 03/2019 | 08/2019 |
| Northwood University | Midland | MI | 08/2014 | 12/2018 |
| Bank Of America, N.A. | Bloomfield Hill | MI | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-29 |
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