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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-05-30 |
Branch Locations
424 Main St, Ames, IA 50010 • United States
110 E Hickman Rd, Waukee, IA 50263 • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Urbandale | IA | 05/2018 | 11/2018 |
| Wells Bank, N.A. | Urbandale | IA | 03/2016 | 08/2021 |
| Wells Fargo Clearing Services, Llc | Urbandale | IA | 01/2019 | 08/2021 |
| Jpmorgan Chase Bank, N.A. | Des Moines | IA | 08/2021 | 05/2023 |
| J.P. Morgan Securities Llc | Des Moines | IA | 08/2021 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Waukee | IA | 05/2023 | Present |
| Wells Fargo Bank, Na | Waukee | IA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-10 |
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