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14155 N. 83 Ave #144, Peoria, AZ 85381 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-14 |
Branch Locations
7363 E Casitas Del Rio Drive, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2018 | 08/2023 |
| Venice Ristorante | Denver | CO | 08/2010 | 05/2018 |
| Metropolitan State University Of Denver | Denver | CO | 08/2009 | 05/2018 |
| Grabau And Company | Denver | CO | 01/2017 | 04/2017 |
| Intrawest Us Holding Inc | Denver | CO | 08/2016 | 02/2017 |
| Fidelity Investments | Phoenix | AZ | 09/2023 | 02/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 02/2026 |
| Fullerton Financial Planning | Peoria | AZ | 04/2026 | Present |
| Kingdom Financial Group Llc | Peoria | AZ | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-27 |
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