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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-24 |
| TX | RA | APPROVED | 2023-05-23 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2018 | Present |
| Rio Verde Country Club For Troon Golf | Rio Verde | AZ | 02/2018 | 06/2018 |
| Christine Mackenzie Design Dba Cmackdesign Dba Christine Eichorn | Fountain Hills | AZ | 09/2009 | Present |
| Sozo Design Studio Inc. Dba Cmackdesign Dba Christine Eichorn | Hillsboro | OR | 08/1997 | 01/2018 |
| Self Employed Dba Cmackdesign | Fountain Hills | AZ | 09/2009 | Present |
| Zookytheterrier.cOm | Fountain Hills | AZ | 11/2021 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1)NAME OF BUSINESS: Self Employed dba cmackdesign; Non Investment Related: ADDRESS: Fountain Hills, AZ; NATURE OF BUSINESS: Children's Books; POSITION: Writer & Illustrator; START DATE: 09/2009; APPROXIMATE HOURS PER MONTH: 0-10 (Varies) NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Writing and illustrating Zooky the Terrier......... (2)NAME OF BUSINESS: Christine MacKenzie Design dba cmackdesign dba Christine Eichorn; Non Investment Related; ADDRESS: Fountain Hills, AZ; NATURE OF BUSINESS: Freelance Design; POSITION: Freelance Designer; START DATE: 09/2009 APPROXIMATE HOURS PER MONTH: 0-10 (VARIES) NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Illustration, Graphic Design, Identity Design; Visual and Creative Research and Direction. NAME OF BUSINESS: Zookytheterrier.com NON-INVESTMENT RELATED: ADDRESS: Fountain Hills, AZ NATURE OF BUSINESS: e-Commerce sales POSITION: Owner-Etsy START DATE: 11/2021 APPROX. HOURS/MONTH: 12 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Illustrator
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-30 |
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