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Thomas B Zimmer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-12-07
TX RA APPROVED_RES 2020-09-29
CT RA APPROVED 2020-07-02
  • NJ RA
    APPROVED
    Since 2020-12-07
  • TX RA
    APPROVED_RES
    Since 2020-09-29
  • CT RA
    APPROVED
    Since 2020-07-02

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 05/2018 Present
University Of Connecticut Center For Career Development Storrs CT 08/2017 05/2019
Unemployed Storrs CT 08/2016 08/2017
University Of Connecticut Storrs CT 08/2015 05/2019
Bank Of America, N.A. Hartford CT 12/2022 Present
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hartford, CT
  • 08/2017 → 05/2019
    University Of Connecticut Center For Career Development
    Storrs, CT
  • 08/2016 → 08/2017
    Unemployed
    Storrs, CT
  • 08/2015 → 05/2019
    University Of Connecticut
    Storrs, CT
  • 12/2022 → Present
    Bank Of America, N.A.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-30
  • S66 Uniform Combined State Law Examination
    2020-06-30
Other Names
  • Tom Zimmer
  • Tommy Zimmer
  • Thomas Zimmer
  • Thomas Brandt Zimmer

View on SEC IAPD

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