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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-29 |
Branch Locations
12 Roosevelt Avenue Suite 23, Mystic, CT 06355 • United States
1921 Boston Post Road Ste 8, Westbrook, CT 06498 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New London | CT | 05/2018 | 08/2023 |
| Savings Institue Bank & Trust | Westerly | RI | 10/2017 | 05/2018 |
| Unemployed | North Stonington | CT | 04/2017 | 10/2017 |
| Bank Of America | Lincoln | RI | 02/2016 | 04/2017 |
| Bank Of America, N.A. | New London | CT | 07/2018 | 08/2023 |
| Scranton Financial Group Llc | Westbrook | CT | 04/2024 | Present |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 04/2024 | Present |
| Unemployed | North Stonington | CT | 08/2023 | 04/2024 |
1. Scranton Financial Group LLC - Client Service Advisor. Investment related. Servicing new and existing clients for Investment Advisory and Fixed Insurance services. 1921 Boston Post Road Ste 8, Westbrook, CT 06498. This encompasses approximately 80% of business hours. 2. Scranton Financial Group LLC - Fixed Insurance Sales. Investment related. Sales of Fixed Insurance, Fixed Annuities and Life Insurance products. 1921 Boston Post Road Ste 8, Westbrook, CT 06498. This encompasses approximately 20% of business hours. 3. Retirement Income Source LLC - DBA. Investment related. Marketing to prospective clients for Fixed Insurance and Investment Advisory services.1921 Boston Post Road Ste 8, Westbrook, CT 06498. This does not encompass any business hours. 4. Scranton Financial Group, LLC DBA Retirement Income Source SFG. Investment related. Marketing to prospective clients for Fixed Insurance and Investment Advisory services.1921 Boston Post Road Ste 8, Westbrook, CT 06498. This does not encompass any business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-30 |
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