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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-11-22 |
| TX | RA | APPROVED | 2022-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2020 | 05/2021 |
| Chick-Fil-A | Palm City | FL | 06/2017 | 08/2017 |
| Stetson University Recreation Center | Deland | FL | 08/2018 | 12/2019 |
| Keyes, Stange & Wooten | Daytona Beach | FL | 05/2019 | 08/2019 |
| Roland George Investment Program | Deland | FL | 08/2019 | 05/2020 |
| Stetson Univesity | Deland | FL | 08/2016 | 05/2020 |
| Unemployed | Palm City | FL | 06/2020 | 08/2020 |
| Triad Advisors | Norcross | GA | 06/2021 | 08/2022 |
| Jpmorgan Chase Bank, Na | Palm Beach | FL | 10/2022 | Present |
| Jpmorgan Securities Llc | Palm Beach | FL | 10/2022 | Present |
| Unemployed | Reston | VA | 09/2022 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-21 |
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