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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-01
  • TX RA
    APPROVED
    Since 2018-08-01

Branch Locations

1111 Briarcrest Drive 3Rd Floor, Bryan, TX 77802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bryan TX 05/2018 08/2018
Raymond James Financial Services, Inc. Del Rio TX 05/2018 05/2018
Texas A & M University Bryan TX 08/2016 05/2018
Raymond James Financial Services Advisors Inc. Bryan TX 08/2018 Present
Raymond James Financial Services, Inc. Bryan TX 08/2018 Present
The Bank And Trust Del Rio TX 05/2018 Present
Westex Bancorp Del Rio TX 08/2020 11/2020
Westex Bancorp Bryan TX 08/2020 Present
Anco Investment Services Raymond James Bryan TX 08/2018 Present
N/A College Station TX 04/2021 Present
  • 05/2018 → 08/2018
    Raymond James Financial Services, Inc.
    Bryan, TX
  • 05/2018 → 05/2018
    Raymond James Financial Services, Inc.
    Del Rio, TX
  • 08/2016 → 05/2018
    Texas A & M University
    Bryan, TX
  • 08/2018 → Present
    Bryan, TX
  • 08/2018 → Present
    Raymond James Financial Services, Inc.
    Bryan, TX
  • 05/2018 → Present
    The Bank And Trust
    Del Rio, TX
  • 08/2020 → 11/2020
    Westex Bancorp
    Del Rio, TX
  • 08/2020 → Present
    Westex Bancorp
    Bryan, TX
  • 08/2018 → Present
    Anco Investment Services Raymond James
    Bryan, TX
  • 04/2021 → Present
    N/A
    College Station, TX
Other Businesses

(1) Name of Business: ANCO Investment Services Raymond James Address: 1215 E Villa Maria Rd, Bryan, TX, 77802, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/19/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advisor going by DBA name of ANCO Investment Services. (2) Name of Business: The Bank and Trust Address: 1111 Briarcrest Dr Fl 3, Bryan, TX, 77802-2530, United States Activity Type: Bank or Credit Union Associate Position/Title: Other, Officer - CEO Investment Related: Yes Start Date: 05/13/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owns our investment services branches, and I am the Vice President of the holding company. (3) Name of Business: Westex Bancorp Address: 1200 Veterans Blvd, Del Rio, TX, 78840, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/31/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide input and guidance at quarterly board meetings. (4) Name of Business: Westex Bancorp Address: 3066 Hickory Ridge Cir, Bryan, TX, 77807, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/04/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-31
  • S66 Uniform Combined State Law Examination
    2018-07-31
Other Names
  • Abb Cauthorn

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