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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-01 |
Branch Locations
1111 Briarcrest Drive 3Rd Floor, Bryan, TX 77802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Bryan | TX | 05/2018 | 08/2018 |
| Raymond James Financial Services, Inc. | Del Rio | TX | 05/2018 | 05/2018 |
| Texas A & M University | Bryan | TX | 08/2016 | 05/2018 |
| Raymond James Financial Services Advisors Inc. | Bryan | TX | 08/2018 | Present |
| Raymond James Financial Services, Inc. | Bryan | TX | 08/2018 | Present |
| The Bank And Trust | Del Rio | TX | 05/2018 | Present |
| Westex Bancorp | Del Rio | TX | 08/2020 | 11/2020 |
| Westex Bancorp | Bryan | TX | 08/2020 | Present |
| Anco Investment Services Raymond James | Bryan | TX | 08/2018 | Present |
| N/A | College Station | TX | 04/2021 | Present |
(1) Name of Business: ANCO Investment Services Raymond James Address: 1215 E Villa Maria Rd, Bryan, TX, 77802, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/19/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advisor going by DBA name of ANCO Investment Services. (2) Name of Business: The Bank and Trust Address: 1111 Briarcrest Dr Fl 3, Bryan, TX, 77802-2530, United States Activity Type: Bank or Credit Union Associate Position/Title: Other, Officer - CEO Investment Related: Yes Start Date: 05/13/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owns our investment services branches, and I am the Vice President of the holding company. (3) Name of Business: Westex Bancorp Address: 1200 Veterans Blvd, Del Rio, TX, 78840, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/31/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide input and guidance at quarterly board meetings. (4) Name of Business: Westex Bancorp Address: 3066 Hickory Ridge Cir, Bryan, TX, 77807, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/04/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-31 |
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