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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-10-25 |
| TX | RA | APPROVED_RES | 2012-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 10/2012 | Present |
| Bank Of America, N.A. | Beverly Hills | CA | 10/2012 | Present |
I*122033 For profit or not for profit: For-Profit Organization Name of outside business organization: NANEON INC Investment related: N Address of business: Commerce, California 90040 Nature of business: Corporation, Position, title, association: General Partner, Start date of relationship: 3/28/2019 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Business Oversight I*920275 For profit or not for profit: Entity For Profit Name of outside business organization: King Tide Holdings LLC Investment related: N Address of business: los angeles, California, 90069 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/6/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Ownership of rental property I*5345309, Entity Type: , Name of OBA: E R TTEE U/A DTD 07/30/2026 BY R S R ET AL , Address: Santa Monica, California, 90405, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 08/12/2026, No Hours: 12 Yearly, No Hours during Trading: 1 Yearly, Duties: I*5345310, Entity Type: , Name of OBA: E R TTEE U/A DTD 07/30/2026 BY R S R ET AL , Address: Santa Monica, California, 90405, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 08/12/2026, No Hours: 12 Yearly, No Hours during Trading: 1 Yearly, Duties: I*5345312, Entity Type: , Name of OBA: E R TTEE U/A DTD 07/30/2026 BY R S R ET AL , Address: Santa Monica, California, 90405, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 08/12/2026, No Hours: 12 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-02 |
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