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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-02-07 |
| AZ | RA | APPROVED | 2022-02-02 |
| TX | RA | APPROVED | 2022-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Advisers, Inc. | Malvern | PA | 01/2022 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 05/2019 | Present |
| Ranstad | Atlanta | GA | 07/2018 | 05/2019 |
| The Vanguard Group, Inc. | Malvern | PA | 05/2019 | Present |
| West Chester University | West Chester | PA | 08/2013 | 05/2017 |
| Camelback Lodge | Tannersville | PA | 12/2015 | 09/2017 |
| Cardionet, A Biotel Heart Company | Malvern | PA | 09/2017 | 07/2018 |
| Dbs Audio Systems | Coatesville | PA | 04/2022 | Present |
NAME OF BUSINESS: DBS AUDIO NON-INVESTMENT RELATED ADDRESS: COATESVILLE, PA NATURE OF BUSINESS: AUDIO POSITION: AUDIO ASSISTANT START DATE: 04/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MOVING EQUIPMENT, SETTING UP AUDIO TECH AND TEAR DOWN AT THE END OF SHOWS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-11 |
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