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Matthew Joseph Ventura

Morgan Stanley

Plano, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-16
  • TX RA
    APPROVED
    Since 2020-10-16

Branch Locations

7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exencial Wealth Advisors Frisco TX 01/2016 10/2020
Morgan Stanley Smith Barney Llc Plano TX 10/2020 Present
Morgan Stanley Private Bank, N.A New York NY 12/2020 Present
  • 01/2016 → 10/2020
    Exencial Wealth Advisors
    Frisco, TX
  • 10/2020 → Present
    Morgan Stanley Smith Barney Llc
    Plano, TX
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2016-01-18 → 2020-11-06
    Exencial Wealth Advisors
    Frisco, TX
    Oklahoma City, OK
  • 2008-10-17 → 2016-01-12
    Frontier Investment Management Co
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-08
S65 Uniform Investment Adviser Law Examination 2008-10-15
  • S63 Uniform Securities Agent State Law Examination
    2020-08-08
  • S65 Uniform Investment Adviser Law Examination
    2008-10-15
Other Names
  • Matt Joseph Ventura
  • Matthew J Ventura

View on SEC IAPD

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Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
TTFCM LLC · PLANO, TX
BBAE ADVISORS LLC · PLANO, TX
PARADIGM GROUP · PLANO, TX

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