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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-08 |
| NC | RA | APPROVED | 2020-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Asheville | NC | 01/2020 | Present |
| Laughing Waters Retreat Center Llc | Gerton | NC | 01/2018 | Present |
| Horizons Wealth Management | Asheville | NC | 01/2019 | 08/2019 |
| Cetera Advisor Networks Llc / Fortune Financial And Insurance | Brevard | NC | 05/2018 | 08/2018 |
| Celine And Co. Catering | Asheville | NC | 06/2017 | 08/2017 |
| Western Carolina University | Cullowhee | NC | 08/2018 | 05/2019 |
| West Asheville Lounge And Kitchen | Asheville | NC | 07/2012 | 10/2017 |
| Bank Of America, N.A. | Asheville | NC | 02/2020 | Present |
I*129581 For profit or not for profit: For-Profit Organization Name of outside business organization: Laughing Waters LLC Investment related: N Address of business: Gerton, North Carolina 28735 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/1/2018 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family Owned Retreat Center and Wedding Venue I*517507 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Asheville, North Carolina, 28806 Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-27 |
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