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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-08
NC RA APPROVED 2020-12-01
  • TX RA
    APPROVED
    Since 2021-03-08
  • NC RA
    APPROVED
    Since 2020-12-01

Branch Locations

1 N Pack Sq, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Asheville NC 01/2020 Present
Laughing Waters Retreat Center Llc Gerton NC 01/2018 Present
Horizons Wealth Management Asheville NC 01/2019 08/2019
Cetera Advisor Networks Llc / Fortune Financial And Insurance Brevard NC 05/2018 08/2018
Celine And Co. Catering Asheville NC 06/2017 08/2017
Western Carolina University Cullowhee NC 08/2018 05/2019
West Asheville Lounge And Kitchen Asheville NC 07/2012 10/2017
Bank Of America, N.A. Asheville NC 02/2020 Present
  • 01/2020 → Present
    Asheville, NC
  • 01/2018 → Present
    Laughing Waters Retreat Center Llc
    Gerton, NC
  • 01/2019 → 08/2019
    Horizons Wealth Management
    Asheville, NC
  • 05/2018 → 08/2018
    Cetera Advisor Networks Llc / Fortune Financial And Insurance
    Brevard, NC
  • 06/2017 → 08/2017
    Celine And Co. Catering
    Asheville, NC
  • 08/2018 → 05/2019
    Western Carolina University
    Cullowhee, NC
  • 07/2012 → 10/2017
    West Asheville Lounge And Kitchen
    Asheville, NC
  • 02/2020 → Present
    Bank Of America, N.A.
    Asheville, NC
Other Businesses

I*129581 For profit or not for profit: For-Profit Organization Name of outside business organization: Laughing Waters LLC Investment related: N Address of business: Gerton, North Carolina 28735 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/1/2018 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family Owned Retreat Center and Wedding Venue I*517507 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Asheville, North Carolina, 28806 Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-27
  • S66 Uniform Combined State Law Examination
    2020-11-27
Other Names
  • Jack Wedthoff

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