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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 05/2018 12/2018
Securian Financial Services Inc St. Paul MN 05/2018 12/2018
North Star Resource Group Minneapolis MN 05/2018 12/2018
University Of North Dakota Grand Forks ND 08/2014 05/2018
Team Lawn & Landscape East Grand Forks MN 10/2015 11/2017
Jl Beers Grand Forks ND 01/2018 05/2018
Urban Design Company Bloomington MN 06/2017 08/2017
Securian Financial Services St Paul MN 12/2018 12/2020
Fortune Financial Minneapolis MN 12/2018 12/2020
Cri Securities Llc St Paul MN 12/2018 12/2020
Cri Securities Llc St Paul MN 05/2018 12/2018
Minnesota Life Insurance Company St Paul MN 12/2020 08/2023
Securian Financial Services Inc St Paul MN 12/2020 08/2023
Fortune Financial Minnetonka MN 12/2020 Present
Cri Securities Llc St Paul MN 12/2020 10/2021
Cetera Wealth Services, Llc Minnetonka MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2018 → 12/2018
    Minnesota Life Insurance Company
    St. Paul, MN
  • 05/2018 → 12/2018
    Securian Financial Services Inc
    St. Paul, MN
  • 05/2018 → 12/2018
    North Star Resource Group
    Minneapolis, MN
  • 08/2014 → 05/2018
    University Of North Dakota
    Grand Forks, ND
  • 10/2015 → 11/2017
    Team Lawn & Landscape
    East Grand Forks, MN
  • 01/2018 → 05/2018
    Jl Beers
    Grand Forks, ND
  • 06/2017 → 08/2017
    Urban Design Company
    Bloomington, MN
  • 12/2018 → 12/2020
    Securian Financial Services
    St Paul, MN
  • 12/2018 → 12/2020
    Fortune Financial
    Minneapolis, MN
  • 12/2018 → 12/2020
    Cri Securities Llc
    St Paul, MN
  • 05/2018 → 12/2018
    Cri Securities Llc
    St Paul, MN
  • 12/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 12/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 12/2020 → Present
    Fortune Financial
    Minnetonka, MN
  • 12/2020 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-08-14 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Minnetonka, MN
    St. Paul, MN
  • 2018-08-14 → 2021-10-27
    Cri Securities, Llc
    Minneapolis, MN
    Minnetonka, MN
Other Businesses

1)FORTUNE FINANCIAL LLC POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2018 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Agent/Broker 2) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2018 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3) P&C SALES POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 10261 Yellow Circle Drive, Minnetonka MN 55426, United States DESCRIPTION: P&C Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-07
  • S66 Uniform Combined State Law Examination
    2018-08-07
Designations

View on SEC IAPD

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