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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
2730 East Camelback Rd Ste 250, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 05/2018 | 08/2023 |
| Securian Financial Services Inc. | Phoenix | AZ | 05/2018 | 08/2023 |
| Renaissance Financial | Phoenix | AZ | 05/2018 | Present |
| Men's Wearhouse | Avondale | AZ | 07/2016 | 02/2018 |
| Men's Wearhouse | Portage | MI | 09/2010 | 10/2018 |
| Cetera Wealth Services, Llc | Phoenix | AZ | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: May 2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: May 2018 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. WE'RE MOVING FORWARD POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2020 ADDRESS: 2444 East Boston Street, Gilbert AZ 85295, United States DESCRIPTION: We're MOVING FORWARD! is a 501(c)(3) non-profit organization that is dedicated to enhancing the lives of Arizonans impacted by brain injury. The organization's goal is to promote community integration through social and recreational activities, provide support and help make valuable connections for survivors, families, and caregivers that create an overall sense of inclusion. 4. EPWNG POSITION: Director NATURE: Board Member INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2022 ADDRESS: 15205 Kierland Blvd, Scottsdale AZ 85254, United States DESCRIPTION: EPWNGis a non-profit women's networking organization supporting and empowering women through personal and professional connections.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-23 |
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