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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-01
WA RA APPROVED 2019-07-10
  • TX RA
    APPROVED
    Since 2019-08-01
  • WA RA
    APPROVED
    Since 2019-07-10

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 03/2019 Present
Washington State University Pullman WA 08/2014 12/2018
Foresters Financial Services, Inc. Renton WA 06/2018 09/2018
Edge West Llc Poulsbo WA 06/2014 03/2019
Bank Of America, N.A. Seattle WA 05/2019 Present
  • 03/2019 → Present
    Seattle, WA
  • 08/2014 → 12/2018
    Washington State University
    Pullman, WA
  • 06/2018 → 09/2018
    Foresters Financial Services, Inc.
    Renton, WA
  • 06/2014 → 03/2019
    Edge West Llc
    Poulsbo, WA
  • 05/2019 → Present
    Bank Of America, N.A.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-09
  • S66 Uniform Combined State Law Examination
    2019-07-09
Other Names
  • Dylan Templeton Abrams
  • Dylan Abrams

View on SEC IAPD

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