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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-02-02 |
| VA | RA | APPROVED | 2021-08-27 |
Branch Locations
1845 K Street, N.W., Washington, DC 20006-1209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West Virginia University | Morgantown | WV | 08/2016 | 05/2020 |
| Merrill Lynch | Wayne | NJ | 05/2019 | 08/2019 |
| Northwest Bank | Warren | PA | 05/2018 | 08/2018 |
| Equitable Advisors, Llc | New York | NY | 08/2020 | 05/2021 |
| Charles Schwab & Co., Inc. | Washington | DC | 08/2021 | Present |
| Charles Schwab Bank, Ssb | Washington | DC | 08/2021 | Present |
| Td Ameritrade, Inc. | Washington | DC | 01/2023 | 05/2024 |
| Td Ameritrade Investment Management, Llc. | Washington | DC | 01/2023 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-20 |
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