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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-08
  • WA RA
    APPROVED
    Since 2024-11-08

Branch Locations

3093 Monterey Dr, Malaga, WA 98828 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Seattle WA 05/2018 12/2018
Bay Equity Home Loans Seattle WA 07/2017 02/2018
Jp Morgan Chase Seattle WA 03/2016 10/2016
University Of Washington Seattle WA 06/2016 05/2018
Key Investment Services Seattle WA 05/2018 12/2018
Oppenheimer & Co. Inc Seattle WA 12/2018 05/2021
Morgan Stanley Seattle WA 06/2021 09/2021
D.A. Davidson Wenatchee, WA 10/2021 09/2023
Securities America, Inc. Malaga WA 11/2023 06/2024
Arbor Point Advisors Malaga WA 11/2023 11/2024
Osaic Wealth, Inc. Malaga WA 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 05/2018 → 12/2018
    Keybank
    Seattle, WA
  • 07/2017 → 02/2018
    Bay Equity Home Loans
    Seattle, WA
  • 03/2016 → 10/2016
    Jp Morgan Chase
    Seattle, WA
  • 06/2016 → 05/2018
    University Of Washington
    Seattle, WA
  • 05/2018 → 12/2018
    Key Investment Services
    Seattle, WA
  • 12/2018 → 05/2021
    Seattle, WA
  • 06/2021 → 09/2021
    Seattle, WA
  • 10/2021 → 09/2023
    D.A. Davidson
    Wenatchee,, WA
  • 11/2023 → 06/2024
    Securities America, Inc.
    Malaga, WA
  • 11/2023 → 11/2024
    Arbor Point Advisors
    Malaga, WA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Malaga, WA
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1. HAMMERSTROM WEALTH MANAGEMENT LLC POSITION: Financial Advisor/Owner/Founder NATURE: This is my DBA for my business for which I use Osaic as my BD and Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/16/2023 ADDRESS: 3093 monterey dr, malaga WA 98828, United States DESCRIPTION: I manage my clients assets through financial planning and advisory services. 2. CHELAN-DOUGLAS COUNTY VOLUNTEER ATTORNEY SERVICES POSITION: Treasurer NATURE: Chelan-Douglas County Volunteer Attorney Services, has asked if I'd consider joining their board of directors and serve as treasurer INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/17/2024 ADDRESS: 18 S. Mission Suite 201, Wenatchee WA 98801 DESCRIPTION: I will be acting as treasurer 3. NCW ESTATE PLANNING COUNCIL POSITION: Board Member NATURE: to provide continuing education to legal professionals involved in estate planning topics and similar fields. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2024 ADDRESS: 3093 monterey dr, malaga WA 98828, United States DESCRIPTION: to help facilitate the scheduling of presenters for the upcoming year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-20
S63 Uniform Securities Agent State Law Examination 2018-06-11
  • S65 Uniform Investment Adviser Law Examination
    2019-05-20
  • S63 Uniform Securities Agent State Law Examination
    2018-06-11
Designations
Other Names
  • Marissa Hammerstrom
  • Marissa Hart Hammerstrom
  • Marissa H Hammerstrom

View on SEC IAPD

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