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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Seattle | WA | 05/2018 | 12/2018 |
| Bay Equity Home Loans | Seattle | WA | 07/2017 | 02/2018 |
| Jp Morgan Chase | Seattle | WA | 03/2016 | 10/2016 |
| University Of Washington | Seattle | WA | 06/2016 | 05/2018 |
| Key Investment Services | Seattle | WA | 05/2018 | 12/2018 |
| Oppenheimer & Co. Inc | Seattle | WA | 12/2018 | 05/2021 |
| Morgan Stanley | Seattle | WA | 06/2021 | 09/2021 |
| D.A. Davidson | Wenatchee, | WA | 10/2021 | 09/2023 |
| Securities America, Inc. | Malaga | WA | 11/2023 | 06/2024 |
| Arbor Point Advisors | Malaga | WA | 11/2023 | 11/2024 |
| Osaic Wealth, Inc. | Malaga | WA | 06/2024 | Present |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | Present |
1. HAMMERSTROM WEALTH MANAGEMENT LLC POSITION: Financial Advisor/Owner/Founder NATURE: This is my DBA for my business for which I use Osaic as my BD and Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/16/2023 ADDRESS: 3093 monterey dr, malaga WA 98828, United States DESCRIPTION: I manage my clients assets through financial planning and advisory services. 2. CHELAN-DOUGLAS COUNTY VOLUNTEER ATTORNEY SERVICES POSITION: Treasurer NATURE: Chelan-Douglas County Volunteer Attorney Services, has asked if I'd consider joining their board of directors and serve as treasurer INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/17/2024 ADDRESS: 18 S. Mission Suite 201, Wenatchee WA 98801 DESCRIPTION: I will be acting as treasurer 3. NCW ESTATE PLANNING COUNCIL POSITION: Board Member NATURE: to provide continuing education to legal professionals involved in estate planning topics and similar fields. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2024 ADDRESS: 3093 monterey dr, malaga WA 98828, United States DESCRIPTION: to help facilitate the scheduling of presenters for the upcoming year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-11 |
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