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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-08
WA RA APPROVED 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-08
  • WA RA
    APPROVED
    Since 2024-11-08

Branch Locations

1018 S Van Sickle Ave, East Wenatchee, WA 98802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bellevue WA 02/2017 09/2022
Edward Rose & Sons Kalamazoo MI 05/2016 02/2017
Timber Trails Taxidermy Spruce MI 02/2009 12/2016
Securities America, Inc. Wenatchee WA 09/2022 06/2024
Arbor Point Advisors Wenatchee WA 09/2022 11/2024
Osaic Wealth, Inc. Wenatchee WA 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 02/2017 → 09/2022
    Ameriprise Financial Services, Inc.
    Bellevue, WA
  • 05/2016 → 02/2017
    Edward Rose & Sons
    Kalamazoo, MI
  • 02/2009 → 12/2016
    Timber Trails Taxidermy
    Spruce, MI
  • 09/2022 → 06/2024
    Securities America, Inc.
    Wenatchee, WA
  • 09/2022 → 11/2024
    Arbor Point Advisors
    Wenatchee, WA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Wenatchee, WA
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1. DBA: Pinnacle Ascent Wealth Management 2. WENATCHEE WILD HOCKEY, WAHA POSITION: Coach NATURE: Hockey Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: 1300 Walla Walla Ave, Wenatchee WA 98801, United States DESCRIPTION: Volunteer coaching for youth hockey. 3. MISSION RIDGE POSITION: Volunteer NATURE: Mission Ridge Ski Resort volunteer/greeter INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/30/2022 ADDRESS: 7500 Mission Ridge Rd, Wenatchee WA 98801, United States DESCRIPTION: Greeter 4. ABS WEALTH LLC PINNACLE ASCENT WEALTH MANAGEMENT POSITION: CFP NATURE: Previously approved while at SAI in Sept 2022. Updating disclosure. 5. LLC & DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/06/2022 ADDRESS: 7 N Wenatchee Ave, Suite 200, Wenatchee WA 98801, United States DESCRIPTION: Securities business, advisory business, financial planning and insurance products. This is public information and should reflect the activity. For example: security business is held out to the public under the DBA name only the entity is a pass through entity for said security business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-25
  • S66 Uniform Combined State Law Examination
    2017-08-25
Designations
Other Names
  • Austin Scott

View on SEC IAPD

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