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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-03
  • PA RA
    APPROVED
    Since 2017-03-03

Branch Locations

1000 Commerce Park Drive, Suite 402, Williamsport, PA 17701 • United States

South Williamsport, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsport PA 08/1996 03/2017
Raymond James & Associates, Inc. Williamsport PA 03/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: Mountie Holdings LLC Address: 510 E. 2nd Avenue, S Williamsport, PA, 17702, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/29/1990 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None - spouse takes care of it all. My name is on the deed/loan.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-17
  • S66 Uniform Combined State Law Examination
    2005-08-17
Other Names
  • Christine Noelle Bartlett

View on SEC IAPD

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