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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-06 |
| CA | RA | APPROVED | 2019-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 05/2018 | Present |
| Wells Fargo | Scottsdale | AZ | 06/2016 | 05/2018 |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 01/2022 | Present |
HAUSBRIM LLC|Investment Related:No|Clothing/Textile Manufacturing|CEO|2026-06-30|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Responsibilities will be including setting up website, having a third-party source material and sell through website.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-09 |
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