Samuel Storey

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-15
KY	RA	APPROVED	2024-05-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Orion Portfolio Solutions	Omaha	NE	06/2020	04/2024
Unemployed	Cincinnati	OH	04/2020	06/2020
Northwestern Mutual	Cincinnati	OH	05/2018	04/2020
Hooked, Inc	Lexington	KY	12/2017	05/2018
Unemployed	Lexington	KY	09/2017	12/2017
Platos Closet	Lexington	KY	05/2017	09/2017
Vector Marketing	Lexington	KY	05/2017	08/2017
Unemployed	Lexington	KY	01/2017	05/2017
Klipsch Music Center	Indianapolis	IN	04/2016	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lexington	KY	04/2024	Present
Bank Of America, N.A.	Lexington	KY	06/2024	Present

06/2020 → 04/2024

Orion Portfolio Solutions

Omaha, NE
04/2020 → 06/2020

Unemployed

Cincinnati, OH
05/2018 → 04/2020

Northwestern Mutual

Cincinnati, OH
12/2017 → 05/2018

Hooked, Inc

Lexington, KY
09/2017 → 12/2017

Unemployed

Lexington, KY
05/2017 → 09/2017

Platos Closet

Lexington, KY
05/2017 → 08/2017

Vector Marketing

Lexington, KY
01/2017 → 05/2017

Unemployed

Lexington, KY
04/2016 → 12/2016

Klipsch Music Center

Indianapolis, IN
04/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lexington, KY
06/2024 → Present

Bank Of America, N.A.

Lexington, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-18
S65	Uniform Investment Adviser Law Examination	2023-08-12

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