Samuel Storey

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-15
KY	RA	APPROVED	2024-05-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Orion Portfolio Solutions	Omaha	NE	06/2020	04/2024
Unemployed	Cincinnati	OH	04/2020	06/2020
Northwestern Mutual	Cincinnati	OH	05/2018	04/2020
Hooked, Inc	Lexington	KY	12/2017	05/2018
Unemployed	Lexington	KY	09/2017	12/2017
Platos Closet	Lexington	KY	05/2017	09/2017
Vector Marketing	Lexington	KY	05/2017	08/2017
Unemployed	Lexington	KY	01/2017	05/2017
Klipsch Music Center	Indianapolis	IN	04/2016	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lexington	KY	04/2024	Present
Bank Of America, N.A.	Lexington	KY	06/2024	Present

06/2020 → 04/2024

Orion Portfolio Solutions

Omaha, NE
04/2020 → 06/2020

Unemployed

Cincinnati, OH
05/2018 → 04/2020

Northwestern Mutual

Cincinnati, OH
12/2017 → 05/2018

Hooked, Inc

Lexington, KY
09/2017 → 12/2017

Unemployed

Lexington, KY
05/2017 → 09/2017

Platos Closet

Lexington, KY
05/2017 → 08/2017

Vector Marketing

Lexington, KY
01/2017 → 05/2017

Unemployed

Lexington, KY
04/2016 → 12/2016

Klipsch Music Center

Indianapolis, IN
04/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lexington, KY
06/2024 → Present

Bank Of America, N.A.

Lexington, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-18
S65	Uniform Investment Adviser Law Examination	2023-08-12

Other Firms