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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-10-21 |
Branch Locations
6 Executive Dr., Ste 103, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Montoursville | PA | 07/2018 | 03/2019 |
| Raymond James Financial Services, Inc. | Montoursville | PA | 05/2018 | 07/2018 |
| Prudential Financial | Newark | NJ | 06/2017 | 09/2017 |
| Mifflinburg Bank And Trust | Millinburg | PA | 11/2015 | 01/2017 |
| Bucknell University | Lewisburg | PA | 06/2016 | 09/2016 |
| Susquehanna University | Sellinsgrove | PA | 09/2014 | 05/2018 |
| Raymond James Financial Services Advisors Inc. | Montoursville | PA | 03/2019 | 09/2022 |
| Aspire Wealth Group | Montoursville | PA | 01/2018 | 09/2022 |
| Lpl Financial Llc | Farmington | CT | 10/2022 | Present |
1)10/19/2022 - RGB Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-21 |
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