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William Elias George

LPl Financial LLC

Farmington, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-10-21
  • CT RA
    APPROVED
    Since 2022-10-21

Branch Locations

6 Executive Dr., Ste 103, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Montoursville PA 07/2018 03/2019
Raymond James Financial Services, Inc. Montoursville PA 05/2018 07/2018
Prudential Financial Newark NJ 06/2017 09/2017
Mifflinburg Bank And Trust Millinburg PA 11/2015 01/2017
Bucknell University Lewisburg PA 06/2016 09/2016
Susquehanna University Sellinsgrove PA 09/2014 05/2018
Raymond James Financial Services Advisors Inc. Montoursville PA 03/2019 09/2022
Aspire Wealth Group Montoursville PA 01/2018 09/2022
Lpl Financial Llc Farmington CT 10/2022 Present
  • 07/2018 → 03/2019
    Raymond James Financial Services, Inc.
    Montoursville, PA
  • 05/2018 → 07/2018
    Raymond James Financial Services, Inc.
    Montoursville, PA
  • 06/2017 → 09/2017
    Prudential Financial
    Newark, NJ
  • 11/2015 → 01/2017
    Mifflinburg Bank And Trust
    Millinburg, PA
  • 06/2016 → 09/2016
    Bucknell University
    Lewisburg, PA
  • 09/2014 → 05/2018
    Susquehanna University
    Sellinsgrove, PA
  • 03/2019 → 09/2022
    Montoursville, PA
  • 01/2018 → 09/2022
    Aspire Wealth Group
    Montoursville, PA
  • 10/2022 → Present
    Farmington, CT
Previous Registrations
Other Businesses

1)10/19/2022 - RGB Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-22
S63 Uniform Securities Agent State Law Examination 2018-12-21
  • S65 Uniform Investment Adviser Law Examination
    2019-03-22
  • S63 Uniform Securities Agent State Law Examination
    2018-12-21
Other Names
  • William Elias George

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