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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-31 |
| MO | RA | APPROVED | 2024-07-31 |
Branch Locations
1401 S Brentwood Blvd Ste 400, St. Louis, MO 63144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lockton Companies Llc | St Louis | MO | 05/2018 | 06/2020 |
| Lockton Investment Advisors Llc | St Louis | MO | 05/2018 | 06/2020 |
| Lockton Financial Advisors, Llc | St Louis | MO | 05/2018 | 06/2020 |
| Benefit Plans Plus Llc | St Louis | MO | 07/2015 | 04/2018 |
| Ameren Corporation | St. Louis | MO | 06/2020 | 04/2024 |
| Lpl Financial Llc | St. Louis | MO | 04/2024 | Present |
1 - 07/26/2024 - Gatewood Wealth Solutions - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-21 |
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