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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-04-26 |
| IA | RA | APPROVED | 2023-04-06 |
| TX | RA | APPROVED_RES | 2023-04-06 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
8767 E Via De Ventura Suite 200, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Asset Management | Minneapolis | MN | 05/2018 | 10/2018 |
| American Senior Benefits | Scottsdale | AZ | 01/2016 | 05/2018 |
| Gradient Securities Llc | Arden Hills | MN | 10/2018 | 12/2022 |
| Finrev Financial, Llc | Mesa | AZ | 04/2018 | 11/2019 |
| Gladstone Wealth Partners | Phoenix | AZ | 12/2022 | 04/2023 |
| Integrity Alliance, Llc | Scottsdale | AZ | 04/2023 | Present |
1) Heartland Retirement Group; not investment related; 2200 E Camelback RD, Ste 225, Phoenix, AZ 85016; Insurance Sales; Insurance Agent; 01/01/2016; 60 hours per month; 20 hours during security hours; Insurance sales 2) Gombrich Consulting, LLC; not investment Related; 2137 E Rosemonte Dr, Phoenix, AZ 85024; Insurance Sales; Owner; 10/12/2022; 0 hours per month; 0 hours during security hours; LLC for fixed insurance sales 3) HRG Desert Division, LLC; not investment related; 2200 E Camelback RD, Ste 225, Phoenix, AZ 85016; Insurance; Partner; 03/17/2022; 4 hours per month; 4 hours during security hours; Insurance sales overrides 4) Heartland Retirement Group Wealth Management; Investment Related; 2200 E Camelback RD, Ste 225, Phoenix, AZ 85016; Investments, financial advising; Investment Adviser Rep; 01/01/2023; 40 hours per month; 40 hours during security hours; DBA for securities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-01 |
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