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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-08 |
| KY | RA | APPROVED | 2024-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Henderson | KY | 09/2022 | Present |
| Dell | Austin | KY | 09/2021 | Present |
| Merrill Lynch | Lexington | KY | 01/2021 | 07/2021 |
| Wildcat Health | Lexington | KY | 08/2020 | 01/2021 |
| Dell | Austin | TX | 04/2019 | 08/2020 |
| Ameriprise Financial | Henderson | KY | 05/2018 | 02/2019 |
| State Farm | Henderson | KY | 08/2015 | 04/2018 |
| Henderson County High School | Henderson | KY | 08/2013 | 08/2017 |
Board of Directors; Lions Club of Henderson Board; Regular Board member; 101 South Main St., , Henderson , KY, 42420; Not Investment-Related; 09/17/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-01 |
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