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William B. Miller

Ameriprise Financial Services, LLC

Birmingham, AL

Birmingham, AL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-05-31
  • AL RA
    APPROVED
    Since 2024-05-31

Branch Locations

Birmingham, AL • United States

2501 20Th Pl S Ste 400, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Captial Distributors, Llc Costa Mesa CA 04/2018 06/2019
Gallettes Tuscaloosa AL 05/2016 12/2016
University Of Alabama Tuscaloosa AL 05/2013 12/2017
Unemployed Fairhope AL 12/2017 04/2018
Melt (Avondale) Birmingham AL 09/2019 02/2020
Stonex Financial Inc. Birmingham AL 02/2020 04/2022
Stonex Group Inc. Birmingham AL 02/2020 04/2022
Ameriprise Financial Services, Llc Birmingham AL 04/2022 Present
  • 04/2018 → 06/2019
    Strategic Captial Distributors, Llc
    Costa Mesa, CA
  • 05/2016 → 12/2016
    Gallettes
    Tuscaloosa, AL
  • 05/2013 → 12/2017
    University Of Alabama
    Tuscaloosa, AL
  • 12/2017 → 04/2018
    Unemployed
    Fairhope, AL
  • 09/2019 → 02/2020
    Melt (Avondale)
    Birmingham, AL
  • 02/2020 → 04/2022
    Stonex Financial Inc.
    Birmingham, AL
  • 02/2020 → 04/2022
    Stonex Group Inc.
    Birmingham, AL
  • 04/2022 → Present
    Ameriprise Financial Services, Llc
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-29
  • S66 Uniform Combined State Law Examination
    2024-05-29
Other Names
  • William Miller
  • William Bradley Miller

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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