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Edith Bethany Yates

Ubs Financial Services Inc.

Louisville, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-08-30
  • KY RA
    APPROVED
    Since 2022-08-30

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Louisville KY 11/2021 Present
Commonwealth Credit Union Louisville KY 08/2014 11/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-30
  • S66 Uniform Combined State Law Examination
    2022-08-30

View on SEC IAPD

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