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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-09 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-17 |
Branch Locations
Chicago, IL • United States
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 09/2021 | 05/2022 |
| Pnc Bank N.A. | Chicago | IL | 01/2019 | 09/2021 |
| Unemployed | Chicago | IL | 10/2018 | 12/2018 |
| J.P. Morgan Chase | Chicago | IL | 07/2014 | 09/2018 |
| Full Time Student | Chicago | IL | 08/2011 | 12/2018 |
| Bank Of America, N.A. | Rolling Meadows | IL | 11/2021 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 12/2024 | Present |
| Wintrust Investments Llc | Chicago | IL | 05/2022 | 12/2024 |
| Wells Fargo Advisors Financial Network | Chicago | IL | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-14 |
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