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James Christian Woosley

Ameriprise Financial Services, LLC

Seattle, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-03
WA RA APPROVED 2022-11-17
  • TX RA
    APPROVED
    Since 2025-03-03
  • WA RA
    APPROVED
    Since 2022-11-17

Branch Locations

723 Broadway E Ste A, Seattle, WA 98102-4607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Seattle WA 09/2021 01/2023
Dean Backholm Landscape Design, Inc. Bellevue WA 12/2020 01/2021
Restoration Hardware Outlet Redmond/Lynwood WA 12/2019 07/2020
Eastside Boat Manager Kirkland WA 04/2018 12/2018
Bellevue Chamber Of Commerce Bellevue WA 07/2017 08/2017
George Fox University Newberg OR 08/2016 05/2021
N/A Bellevue WA 05/2021 09/2021
Ameriprise Financial Services, Llc Seattle WA 01/2023 01/2025
Ameriprise Financial Services, Llc Seattle WA 01/2025 Present
  • 09/2021 → 01/2023
    Ameriprise Financial Services, Llc
    Seattle, WA
  • 12/2020 → 01/2021
    Dean Backholm Landscape Design, Inc.
    Bellevue, WA
  • 12/2019 → 07/2020
    Restoration Hardware Outlet
    Redmond/Lynwood, WA
  • 04/2018 → 12/2018
    Eastside Boat Manager
    Kirkland, WA
  • 07/2017 → 08/2017
    Bellevue Chamber Of Commerce
    Bellevue, WA
  • 08/2016 → 05/2021
    George Fox University
    Newberg, OR
  • 05/2021 → 09/2021
    N/A
    Bellevue, WA
  • 01/2023 → 01/2025
    Ameriprise Financial Services, Llc
    Seattle, WA
  • 01/2025 → Present
    Ameriprise Financial Services, Llc
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-12
  • S66 Uniform Combined State Law Examination
    2022-11-12
Designations

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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